On September 16, the capital market financial technology innovation pilot (Beijing) summary and the second batch of pilot mobilization meeting were held in Beijing. It is reported that the second batch of capital market financial technology innovation pilot work in Beijing has been launched; at the same time, the solicitation announcement for the second batch of projects will also be announced on the official website of the Beijing Securities Regulatory Bureau in the near future.
Summary of the Capital Market Fintech Innovation Pilot (Beijing) and the second batch of pilot mobilization conferences.
Yao Qian, Director of the Science and Technology Supervision Bureau of the China Securities Regulatory Commission, Li Wenhong, Secretary of the Party Leadership Group and Director of the Beijing Local Financial Supervision and Administration Bureau, Jia Wenqin, Director of the Beijing Securities Regulatory Bureau, and Liu Dongwei, Deputy Secretary of the Beijing Xicheng District Committee and Acting District Chief attended the meeting and delivered speeches. The meeting was chaired by Wu Yunhao, Secretary of the Party Committee of the Beijing Securities Regulatory Bureau, and Zhao Weijiu, a member of the Party Leadership Group and Deputy Director of the Beijing Local Financial Supervision and Administration Bureau, released the "Capital Market Fintech Innovation Pilot (Beijing) Case Collection" on the spot. Cheng Jiuyan, general manager of Beijing Equity Exchange Center, and Wang Sheng, vice chairman and president of Galaxy Securities, spoke as representatives of the first batch of projects.
At the same time, relevant principals from regulatory authorities, local governments, industry associations, market core institutions, securities and futures business institutions, service institutions, technology companies and scientific research institutes also participated in the form of "online + offline" the meeting. Beijing News Shell Finance, as the media support for this meeting, participated in the meeting and helped to complete the review of the first batch of projects and the launch of the second batch of projects.
Yao Qian: Establish an innovation pilot coordination group and increase the participation of business supervision departments
According to Yao Qian, on the basis of summarizing the previous work experience, the China Securities Regulatory Commission Science and Technology Supervision Bureau is working with the Beijing Securities Regulatory Bureau and other relevant units and departments to further improve the innovation pilot work mechanism, improve the work process, and build a new pattern of innovation work. Specifically, this working mechanism will include six aspects:
Yao Qian, director of the Science and Technology Supervision Bureau of the China Securities Regulatory Commission.
The first is to strengthen the innovation requirements of financial technology, scientifically refine the classification of pilot projects, and classify the pilot projects according to their different priorities in promoting industry innovation and development, improving industry information technology facilities, service levels, industry technology capabilities, and technology business levels. The projects are divided into four categories: business innovation, public service, technological innovation and technological empowerment. The classification principles are applied throughout the whole process of pilot work such as project collection, selection, professional evaluation, operation supervision, and project withdrawal, so as to fully tap the innovative value of various projects.
The second is to set up an innovation pilot coordination group and increase the participation of business supervision departments. Led by the Science and Technology Supervision Bureau, in conjunction with the Market I, Market II, Institutional Department, Futures Department, Investment Insurance Bureau, Bond Department, Pilot Area Securities Regulatory Bureau, Securities Industry Association, Futures Industry Association, Fund Industry Association, China Securities Technology and Capital Market Institute A capital market financial technology innovation pilot coordination group was established to be fully responsible for the innovation pilot work and jointly promote the stable operation of the pilot work. At the same time, fully consult and respect the guidance of the business supervision department during the pilot process.
The third is to strengthen the team of professional evaluation experts and improve the quality of professional evaluation. Expand the scope of experts of the professional evaluation team from the original 8 management units to all management units and some industry institutions, with members from three professional fields of legal compliance, financial business, and information technology. At the same time, a professional evaluation team secretariat and a professional evaluation regional team were established. In addition, from the four dimensions of innovation value, regulatory inspiration, risk prevention and control, and investor protection, the evaluation standards for pilot projects are clarified as the basis for professional evaluation teams to carry out professional evaluations.
The fourth is to improve the pilot supervision and management mechanism. It mainly includes establishing an information disclosure mechanism for pilot projects, and an information disclosure system covering the entire life cycle of major progress, withdrawal, and termination of pilot projects; establishing and improving a risk monitoring mechanism, and carrying out supervision and monitoring of pilot projects; establishing and improving a fault tolerance and correction mechanism to supervise and urge timely Institutions carry out rectification and rectification; establish and improve the risk disposal mechanism, formulate an overall pilot risk disposal plan; establish an evaluation and review mechanism for changes in the pilot program during the operation of the pilot; establish a clean government supervision mechanism covering the entire process of the pilot.
The fifth is to improve the pilot exit mechanism. The Science and Technology Supervision Bureau will work with the Beijing working group to refine the pilot exit method and evaluation method, and continue to supervise and monitor the first batch of pilot projects in Beijing. On the basis of comprehensive evaluation, the tiered and classified management of projects will be realized, and a batch of outstanding project achievements that can play an industry demonstration effect and help inspire financial technology supervision will be incubated and cultivated.
The sixth is to strengthen the pilot collaborative work mechanism. According to the major matters proposed by the member units of the coordination group, organize a meeting of the coordination group to review them; according to the progress of the pilot work, organize various local working groups, relevant business supervision departments and management units to hold a joint meeting of the pilot work, and report in a timely manner. All parties make progress, study and solve common problems, and submit major issues to the pilot coordination group for deliberation; strengthen pilot work information reporting and experience summarization and exchange, and strengthen work guidance by organizing training or compiling and distributing briefings.
At the same time, Yao Qian believes that the pilot work in the Beijing area carries the important mission of a pilot field and demonstration area for financial technology innovation in the capital market. In order to achieve the second batch of innovation pilot work in Beijing to a new level, he proposed "to accelerate the improvement of the innovation pilot system framework", "to strengthen the refined management of the selection of pilot projects", "to strictly control the key points of professional evaluation of pilot projects" and "We must make great efforts to discover and cultivate highlight projects" four requirements.
Li Wenhong: I hope all institutions will closely follow the latest trends in the development of domestic and foreign capital markets, and actively develop innovative application scenarios of financial technology in the capital market
According to Li Wenhong, Beijing attaches great importance to the innovation pilot work, and the city leaders have made important instructions on many occasions to deepen the application and supervision of financial technology innovation, and cultivate and release more pilot projects. The work has also been incorporated into the financial industry development plan of Beijing during the "14th Five-Year Plan" period.
Li Wenhong, Secretary of the Party Leadership Group and Director of the Beijing Local Financial Supervision and Administration Bureau.
"In the first batch of 16 projects in the Beijing area, the core market institutions of the China Securities Regulatory Commission, securities fund and futures operating institutions, and technology companies actively apply for participation, and explore the application of large-scale applications in digital operation, investment consulting, trading, risk control and other business scenarios. Data, privacy computing, blockchain and other new technologies." Li Wenhong believes that this reflects the latest achievements in the high-quality development of the capital market through technology.
"Beijing is fully prepared for the second batch of pilot projects." After a brief review of the first batch of projects, Li Wenhong emphasized that he hoped that all institutions will stick to the mission of financial services to the real economy, and closely follow the domestic and foreign capital markets in accordance with the three pilot principles of compliance with laws and regulations, orderly innovation, and controllable risks. The latest trend of development, actively develop innovative application scenarios of financial technology in the capital market, and provide more cutting-edge, demonstrative and pioneering high-quality projects for the Beijing pilot reserve.
Jia Wenqin: Study the application scenarios of digital RMB wallets in the industry to further strengthen fund security and anti-money laundering control
Jia Wenqin said that based on the experience and achievements of the first batch of pilot projects, the second batch of project solicitation and selection will be carried out. At the same time, based on the previous pilot experience and industry development trends, and in accordance with the guidance of the China Securities Regulatory Commission Science and Technology Supervision Bureau and various departments, she put forward the following seven suggestions for the direction of the second batch of projects:
Jia Wenqin, director of the Beijing Securities Regulatory Bureau.
First, under the premise of fully considering compliance risk control and other factors, study the application scenarios of digital RMB wallets in the industry, and further strengthen fund security and anti-money laundering control.
The second is to give full play to the interconnection value of massive, diverse and heterogeneous big data, and improve the shortcomings of industry operating organizations in mining the value of data governance.
The third is to strengthen the penetrating analysis profile of financial activities, provide more means and tools for identifying and preventing systemic risks, crack down on illegal securities and futures activities, and improve the perception and analysis of major capital events and information through technology.
The fourth is to enhance the level of intelligent and scientific decision-making, improve operational efficiency and safety risk control capabilities, and realize innovative functional integration and effect linkage of various businesses.
The fifth is to promote the application of financial technology in the futures industry, and carry out explorations in solving the problem of opening and unifying system interfaces, promoting the application of blockchain technology in the field of standard warehouse receipt circulation, and enhancing compliance and risk control capabilities.
The sixth is to improve the service capabilities of the regional equity market, and increase the application of blockchain and chain of custody in stock subscription services, information disclosure, penetrating supervision, and account docking.
Seventh, encourage core institutions and technology subsidiaries to strengthen the construction of public service infrastructure and provide new basic public information technology services for business activities in the securities and futures markets.
"It needs to be emphasized that we will continue to support business innovation in the second batch of pilots, and provide a more inclusive experiment space and development environment for new formats, new models, and new technologies." At the same time, Jia Wenqin said that we will also strictly control the entrance. We will focus on discovering and cultivating bright projects, and speed up the construction of industry fulcrums.
Liu Dongwei: Further promote the construction of the core system of the capital market, the digital system of securities and futures business institutions and service institutions
Liu Dongwei said that in the first batch of capital market financial technology innovation pilot projects in Beijing, nine projects of ten companies in Xicheng District achieved remarkable results. "In the second phase of the pilot work, we will rely on high-quality resources to tap the potential of financial technology development, vigorously support financial technology innovation in the capital market, and further promote the construction of the core system of the capital market, the digital system of securities and futures business institutions and service institutions. Steadily promote the implementation of the pilot work of financial technology innovation in the capital market." He made a clear statement.
Liu Dongwei, deputy secretary of the Beijing Xicheng District Committee and acting head of the district.
At the same time, from his introduction, in recent years, Xicheng District has given full play to the positive advantages of headquarters enterprises, organized and condensed application scenarios with demonstration and driving effects, and provided more investment opportunities and development space for enterprises. Industrial policies such as the "Ten Articles of Science and Technology Innovation" and the "Ten Articles of Beijing Stock Exchange" vigorously support the innovation and development of enterprises and carry out exploration in key areas, and the funds to support the development of enterprises have reached more than 4 billion yuan.
With more mature and perfect capital market financial technology Beijing samples and Beijing experience, fully assist the reform and opening up of the capital market
In the next link, Zhao Weijiu first released the "Case Collection of Capital Market Fintech Innovation Pilot (Beijing)". According to its introduction, the case collection was jointly compiled by the members of the Beijing special working group, and the first 16 projects were comprehensively sorted out and analyzed from multiple dimensions.
Zhao Weijiu, member of the party group and deputy director of the Beijing Local Financial Supervision and Administration Bureau.
After that, Cheng Jiuyan and Wang Sheng, representatives of the first batch of projects in Beijing, shared their respective topics on "Blockchain-based Private Equity Fund Share Transfer Platform" and "Innovation Pilot of Digital RMB Application Scenarios in the Securities Industry". Institutions' feelings and expectations on financial technology innovation in the capital market.
Cheng Jiuyan, general manager of Beijing Equity Exchange Center.
Wang Sheng, Vice Chairman and President of Galaxy Securities.
The last part of the conference is the launching ceremony of the second batch of project solicitation for the Capital Market Fintech Innovation Pilot (Beijing). The participants said that the first batch of projects in the Beijing area have received extensive attention in the industry, and the solid foundation and good situation laid in the early stage should be cherished. Experience, and fully contribute to the reform and opening up of the capital market.
The launching ceremony of the second batch of project solicitation for Fintech Innovation Pilot (Beijing) in this market.
Follow Us
Copyright © 2022 Beijing Think Financial Development Institute All rights reserved 京ICP备2022022408号 
京公网安备11010802039926号
